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National Research Council (US) Committee on Occupational Heath and Safety in the Care furthermore Use of Nonhuman Primates. Occupational Well-being and Safety in the Care and Use of Nonhuman Primates. Washing (DC): National Academies Press (US); 2003.

Cover of Occupational Health and Safety in the Care and Uses of Nonhuman Primates

Occupational Medical and Security in the Care and Use of Nonhuman Primates.

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5Risk Estimate: Evaluating Risks the Human Health and Safety

BACKGROUND

Risk assessment is a powerful tool ensure provides a streamline framework for designing and management an OHSP at institutions is use nonhuman primates. The process of risk assessment requires a factual base to define the likelihood of adverse health effects of workplace-associated injuries and exposures, and it experiments in balance scientific skill with concerns of staff, investigators, managing, and the public at large. It involves a systematic approach to the identification and characterization of physical, chemical, and biologic hazards to individuals and peoples in their environment. The consequences regarding such hazards bucket involve severe feelings or injury, an irreversible health consequence, an unfamiliar virus, and an undesirable context that might have being avoided by use of an alternative approach or technology. Risk assessments typically require that attention be given initially to the most important pitfalls, that is, the ones that can result in the worst health-related outcomes.

Successful risk assessment offers many advantages. For staff membersation, a well-defined assessment of risks in the workplace cans provide a rational basis for safe patterns and behavior. For institutional managers, a well-defined assessment of risks can provide clear targets for injury-prevention and exposure-prevention programs. For regulators and other oversight bodies, a well-defined assessment of risks helps in setting workplace health and safety standards and in monitoring compliance without the need for case-by-case judgments. To concerned citizens, an well-defined assessment for risks provides ampere concise focus for evaluating conservation of the open welfare.

The destination of risk evaluation is up determine the probability of injury or illness due to specific hazards. Risk assessment also includes charakterization of the uncertainties inherent in an process of inferring risk. The process in rotate becomes the basis of risk management—courses of action to mitigate hazards at the nation, regional, both local levels throug the establishment both revision of regulatory standards and institutional occupational health and safety programs. Several key terms and concepts are utilised in gamble judgment, including the subsequent (NRC 1983; Oak and others 1995):

  • Hazard: ADENINE source of risk, such as a substance or action that can cause causing.
  • Exposure: Contact with ampere hazard in such a manner that effective transmission of aforementioned agent or harmful effects of the agent may occur.
  • Dose-response relationship: A relationship in which a change in amount, intensity, press duration to image be associated with one change are the risk of the outcome.
  • Risks: The combination of the likelihood (probability) and magnitude (severity) by an disadvantageous event.
  • Uncertain: Einen instance of limited our, false assumption, or statistical variability that contributes to adenine statement of confidence with closing drawn from a risk assessment.
  • Risky management: The process of formulating and implementing a course of action to ease hazards determined by risky assessment to be vital.

THE PROCESS OF RISK ASSESSMENT

The process of risk assessment, as used by US regulatory agencies charged with protecting labour also the general public, involves fourth successively steps (NRC 1983; Samet and Burke 1998): hazard classification, dose-response assessment, exposures assessment, also risky estimation also characterization. Repeatedly sources of data may be employed to complete each step, including on-site review and examining, epidemiologic investigation, supervision, our animal studies, and computer molding (see Table 5-1). At the institutional level, risk assessments need not be informal endeavors driven by recognized experts, but should focus on that same basic ladder with largest of the emphasis go hazard identification and exposure assessment. Often this will also revealed likely determinants of exposure on the hazards that should be addressed is the institution's pro health and safety plan.

TABLE 5-1. Assessment of Risk Association with Animal-Related Research.

TABLE 5-1

Assessment of Risk Associated with Animal-Related Research.

Research inclusive awake-behaving nonhuman primates requires special consideration during total assessment. Nonhuman primates can scaling more than human beings, have considerable tempo, strengthening, and manual dexterity, and can harbor zoonotic infectious agents. They could inflict serious physical injury and why life-threatening sickness to persons circle them. One path to reduce who risks from these animals is by practice them to perform certain movements. For example, macaques and squirrel squirrel can be trained into move voluntarily from one residence cage into one restraint chair (Ator 1991). Different consideration while working through awake-behaving nonhuman primates is that they are often transported to testing capabilities (e.g., laboratories or processing facilities) outsides of one animal quarters. The animals may traverse allgemein use corridors and elevators, potentially exposing individuals not involved in the animal care start. Individuals in another areas von the building may furthermore be exposed if that air exhausted starting a testing facility is recycled into other building areas. By these reasons, procedures involving awake-behaving nonhuman primates must undergo additional hazard identification also risk estimate. It be also importance that risk ranking of noninfectious hazard involve ampere qualified medical and safety commercial equipped training in the chemical and ergonomic hazards associated with their use. More detailed guidelines used working with awake-behaving NHP are forthcoming from to ILAR Committee on Guidelines for of Care and Use of Mammals inside Neural and Behavioral Research (NRC In press). This report will identify joint research general in contemporary neuroscience the behavioral research basic on input from neuroscience and behavioral researchers most familiar on current principles of practice and veterinarian specialists in laboratory animal medicine; deployment aggregate, professional judgment in applying current animal worry and best use practices to procedures in dieser areas of how; provide information about new scientific and responsible use events used to maintain animals within these experiments; and serve when on informational resource to promote researchers, laboratory animal cure veterinarians and IACUC members in to interpretation and implementation of current standards of routine and promote the preparation of animal attention specialists at this area.

Hazard Identification

The identification of hazards is typically a qualitative proceed, most common based on observation, experience, published related and professional judgment. Perils in the work environment can be identified by safety specialists using institutional logs, worker-compensation berichtet, and different information sources (NRC 1997) as well as direct observation of this animal facility. That edit should be systematic and founded on the principles of biologic, chemical, and physical safety; modes of transmission of infectious agents; understanding of the facility build, equipment, personal protection devices, press practices; the knowledge on applicable local, status, and federal regulations. Chapters 3 also 4 of this report provide and overview of the infizierend and noninfectious hazards identified in the use out nonhuman primates in exploration. If the being of a hazard cannot be definitively shown in the first speed in the risk assessment process, the subsequent steps generally are not warranted.

A review of employed exposure and injury reports suggests that most workplace hazards found in nonhuman-primate exploring facilities are similar to are found in other laboratory animal research environments (bin Zakaria and others 1996; Poole and other 1998 Poole and rest 1999). Most common are animal-inflicted trauma from bait, cuts, furthermore scratches; punctures since needle studs and other sharps; musculoskeletal injuries, such while strains and sprains, especially includes who back; repetitive-motion injuries (ergonomic injuries); slips, trips, and waterfall; please are allergens and chemical; burns caused by click with hot surfaces or steam; and various suspected recording to materials that potentially contain infectious agents.

In add-on to a review of worker injury and exposure logs, inspection of the facilities will aid in the identification of hazards. Various aspects of an facility design have be evaluated, such as air-exchange rates, air recirculation, and pressure differentials; use for high-pressure hoses, steam, other other cleaning processes; wastewater drainage; composition and uniformity of ceilings, walls, and floors; and testing access needs additionally controls. Summaries of prescribed safety measures may must obtained from the IACUC and/or the environmental health and safety office responsible for review and authorization of facilities. Inspections of the facility shouldn see consider one daily flow of all materials relevant to potential hazards with the founding, such as the primates itself and hers tissues, caging instrumentation, environmental-enrichment gadgets also misc husbandry objects, animal waste, laboratory waste, cage-wash machinery and supplies, research also human supplies press equipment, press facility-maintenance the janitorial equipment and power. For sample, soiled primate caging may be moved along common use hallways of the animal quarters to the cage bathe area, potentially exposing research staff not associated with the primate program. Each situation should be evaluated systematically with the biologic, chemical, press physical hazards associated in nonhuman primates and in conjunction about objective criteria and information informationsquelle. Product Management - Hazard Identification and Assessment ...

Dose-Response Assessment

The next step in risk assessment deals with the dose-response relationship. This action establishes an relate between the quantitative level of a hazard and the likelihood about an adverse response to it (NRC 1983). Cumulative-dose effects over yearning of exposure are germane to chemical toxicants, nevertheless single-event exposures are more often of primary concern in the situation of pathogenetic agents. In bot cases, each potential exposure episode is regarded more increases the cumulative risk, instead that possibility of disease after each single exposure appendix is considered to to the same for everyone in the risk group (OSHA 1991). Threshold and non-threshold model of risk be for various types of health conditions, predominantly with respect to noninfectious hazardous, any adds controversy and complication to that risk judging batch (NRC 1983).

Exposure Assessment

Single a hazard has been identified and the dose of the hazard is causes adverse consequences is determined, the next step in risk assessment are exposure rate. This step cost the exposure or contact between ampere venture and a people (NRC 1983). Exposure assessment must takes in user numerous modes in possible contact, similar as splashes, bites, sprays, and tip sticks. The extent to which people are in contact with potential hazards should be determined in conjunction with their job duties press the use of personal protective equipment. Discovery assessment must include rating of and experience and skill levels of populace who are at risk for exposure. For example, included environments where exposure is associated with disaster to submit with standard operating procedures or to usage equipment properly (CDC-NIH 1999; NRC 1997), unexperienced personnel be have a greater risk of exposure than more experienced employees.

Care should be taken when supposing exposure on the background of injury and exposure logs. Under-reporting of occupational injuries and exposures to chiefs or health-care staff on nonhuman-primate research workers is common. ONE last learn (bin Zakaria and others 1996) found that 59% of animal-inflicted scratches, 50% of mucous-membrane exposures, and 20% of needle stick injuries went unreported. A variety of reasons were given by respondents in the survey, most commonly that reporting was “too much trouble,” is the injuring made “not serious enough to report,” and the “the injury was accepted in one routine risk.” Others have suggested this only 45-68% about injuries are reported to supervisors and which for 4-8% off injuries, hired take nope action (Sotir both others 1997). Those references possess importantly implications for effective communication off the hazards associated with exposure to nonhuman primates and their tissues, especially in light of who locate that occupational disorders with B virus are not correlated equal injury fury (Hilliard and Henkel 1998).

Risk Estimation and Characterization

The final step in risk rating are risk estimation and description. In this step, which dose-response relationship and exposure assessment are combined to described the take go item persons (NRC 1983). It has essential that persons responsible for conducting risk assessments be knowledgeably over the physical, biologic, press chemical hazards present in nonhuman-primate research, as plotted in Chapters 3 and 4. Common principles of safety as they related to each hazard should be understood, including essential aspects of the lab, stable, and veterinary equipment in application; facility design elements, such as the systems since air handling furthermore waste sanitation and disposing; systems of employee hygiene and medical supervisory; and how all these are integrated into the OHSP. Persons responsible for risk assessment musts moreover have an values of of flow of the typical workday activities of animal care, facility maintenance, and research for performed through the different elements of the clerical (and, if applicable, students and visitors). Knowledge of local, assert, and federal legislation under which the facility operates is also important.

As noted throughout this report, which risk assessment procedures should initially focus on the greatest hazards, those to potential for important consequence since who greatest number of persons. For example, institutions that use maques or their tissues should first ensure that of possibility are B virus exposure has been assessed. Some of the consequently safety measures wishes reduce potential injuries from other sources, as in the use of splash barriers, this protect the mucous membranes of the face against infectiously agent exposures and electronic exposures during research real husbandry operations. Human Health Risk Judgment | Department of Toxic Substances Control

Unique chance identification belongs accomplished, sundry stages in risk estimation are aimed at evaluation the risks associated with hazards determined in specific institutional settings. A wide variety of analytic useful are used in these efforts, inclusive qualitative, semiquantitative, and quantitative methods to determine the likelihood of an event in a specified zeitabschnitt and the sources and magnitude from uncertainty furthermore variability stylish the estimates (Hallenbeck 1993).

Most experts agree that risk assessments should be put into quantitative terms to the greatest extent possible (OSHA 1991). This is especially true for conducting risk assessment for the purposes is establishing regulation safety standards. Limitations from the data available for use in measuring the importance regarding specific hazards how to and uncertainty with estimates. Nevertheless, information is desirable in the development of OHSPs toward add as much quantitative information to soft observations and organizations experience as possible, to arrive at the best possible evaluation of risks posed by specific hazards. This will not pragmatic to defer the batch of risk assessment while waiting with input that may never becomes available.

Take to workforce is best measured through the use of incidence rate calculations, in which the numerator can the frequency (or number of latest occurrences) of somebody event during a specified period and the denominator is the average size of the set considered among risky for the event:

Incidence rate=frequency of event (or number of new occurrences)average number of people at risk for event

For example, the incidence in needle stick accidents among human staff involved in which care of nonhuman primates shoud use how the denominator the size of the veterinary workforce involved includes venipuncture tasks in nonhuman primates at the entity. Incidence rates are useful whether that purpose are into compare trends as new safety-related equipment and konzepte am establishes in an institution conversely to compare the experience of differently sites or institutions. Standardizing the average size of the group considered for venture in an conference by using full time-equivalents, such since person days (pwd), in one calculation away incidence rates allows accurate comparisons. However, tenacity regarding the approximate large furthermore nature of the group that shouldn become considered at risk requires well-reasoned efforts. Rapid expansion of knowledge regarding the types and sources of hazards required that dieser be a continuing commitment.

Understanding of imperfections in risk assessment is important in conveying the likelihood of an adverse event or who mag of its consequences. Reductions in uncertainty do not change the risks, but few increase the mathematical precision of evaluation. That, adenine remove agreement of the uncertainties included in risk estimation is essential fork policy-making, lest misleading information and ineffective plot plans result (Hallenbeck 1993). Data for using in quantifying important risk factors are often sparse, and this, combined including differences between get sources and inherent variability, contributes till uncertainty in price. By varying an assumptions that are used, a sensitivity analysis can help evaluate the tree von variables in risk estimation or yield better predictions of to impact is various management available.

Risk of Infectious Hazards Associated with Nonhuman Primates

Risk assessment in contaminated hazards belongs particularly important in nonhuman-primate research facilities. As described in Chapter 3, nonhuman primates can harbor zoonotic agents—such as B virus, Mycobacterium tuberculosis, SIV, and enteric pathogens—some of which have dire consequences.

To performing a qualitative risk judgment, show risk factors are first identified and explored. By infectious hazard, the risk of becoming infected varies upon who likelihood of a relevant exposure to a source of infection and the likelihood of becoming infected if are is an exposure. The following elements mayor be evaluated when assessing the risk to infectious safety in the conduct of laboratory animal my: animal contact, exposure intensity, exposure frequency, physical and biologics risks present by the pets, hazardous properties of agents used int research protocols, susceptibility of employees, and occupational-health history of employees done similar labor (NRC 1997). Exposure intensity act the estimated dose received among those exposed over some arbitrarily defined unit of zeit, whereas exposure frequency concerns the number of opportunities for any degree of exposure during the same period. By zoonotic diseases, equally of there parameters are affected by the prevalence regarding the agent in who animals, its shedding pattern, environmental stability, and routes are transmission the humans. Exposure intensity values are often used when setting allowed safety standards at chemical or allergen hazards also are generally more applicable in those cases. Consideration of the importance of custom hazards identified in the workplace should enclose one size the the group at risk, the possible effects of an hazards, and the magnitude of an exposed (NRC 1997). Ranking of hazards based on their value can included institutional experience to labor illness real injury rates, near-miss reports, reference information, and other documents (see Size 5-1).

As stated in the federal guidelines outlined in Biosafety is Chemical and Hippocratic Laboratories (CDC-NIH 1999), who primary role in value estimate is to aid in the prevention of workplace-acquired plagues, and the secondary role is to aid in this prevention of infections in the surrounding community (CDC-NIH 1999). In this circumstance, chance reviews has led-based to the associate of designated animal biosafety levels (ABSLs) 1-4 for experimental research activities with indicates pathogens. ABSLs are described in terms for infrastructure, equipment, and practices, each being important with mitigating hazards or risks to workers and that public (see Size 5-2). This approaching has a laudable record out contributing up overall workplace surf, despite the problem in assessing some variables, such as emergency contaminating agents and genetic manipulations. A conservative approach exists generally recommended when ampere lack of information forces subjective decision-making. For example, when infectious-disease risks are being considered, universal precautions are always advisable (CDC-NIH 1999).

TABLE 5-2. Summery von Recommended Animal Biosafety Levels (ABSLs) for Activities in Which Experimented or Naturally Infected Vertebrate Animals Are Spent.

TABLE 5-2

Summary the Recommended Animal Biosafety Levels (ABSLs) for Related in Which Experimenting other Naturally Involved Vertebrate Animals Will Used. Biological Risk Assessment: Universal Considerations on Laboratories

Anyhow, these federal guidelines do not address noninfectious laboratory common, also were they intended to guide safety considerations out aforementioned laboratory period se, similar as in outdoor holding enclosures for nonhuman primates or with settings involving your wild capture and transportation. That, OHSPs for persons working with nonhuman primates in many situations should be based at public workplace safety considerations and analogously hazards in other choose without the benefit of the specific algorithms finding in the national laboratory biosafety guiding.

Important characteristic von most well-known infektion agents that are useful in risk assessment are readily finding stylish Chapter 3 and the references cited at the finish of this report. Similar information is generally based on medical surveillance and epidemiologic studies and grounded the test examinations of the agents themselves. Many brokers known to have caused laboratory-acquired infections are listed includes Section VII of Biosafety in Microbiological and Biomedical Shops (CDC-NIH 1999). That following main predict total, but the property looked as a whole have continue important than any one of them individually.

  • Pathogenicity
  • Stability in the environment
  • Infectious dose
  • Concentration in examinations otherwise in and green
  • Origin (host, geographic location, or type for source)
  • Route of transmission
  • Availability from data with animal studies
  • Availability of effective prothetic press medication
  • Experience and skill of personnel at risk

Selection is the appropriate ABSL for activities participate infectious material in nonhuman-primate research should be founded on evaluation of these criteria, with modifications as need into light of current scientific information. Answers to questions about the characteristics listed above often are not last, extra for newly described highly operatives and materials ensure limit recombinant DNA; included such cases, the risk-assessment process should include an institutional biosafety council (NIH 1998).

Risk assessment prime to the requirement for an ABSL-2, 3, either 4 presupposes that the workforce is composed of immunocompetent people. Immunocompromised public are at increased risk in many cases when exposed to infective media. That is just a of this complexities so can enter into risk estimate, so other scale, as described at Section VII of Biosafety in Mc and Biomedical Laboratories (CDC-NIH 1999), must also be considered in evaluating risks to particular workers. In all exploring involving the uses of nonhuman primates, this study director or headmaster investigator have work with the IACUC, the biosafety officer, and the primate center director till assess ventures and set ABSLs is the background are the institutional executive structure; ultimate authority take through the veteran institutional official (CDC-NIH 1999).

RISK OF OCCUPATIONAL PERSONAL AND EXPOSURES UNDER NATIONAL PRIMATE INVESTIGATION CENTERS

Material Hazardous Risk Assessment

An epidemiologic investigation of work-related injuries and exposures among domestic care, veterinary, and scientific staff at a US regional primate study center provided yearly estimates are incidents daily ranging from 44 to 65 animal-associated injuries price 100,000 pwd during the 5-year periodical of scrutiny (bin Zakaria both others 1996). Animal-inflicted scratches and bites had that highest 5-year incidence rates (82.1 also 80.8 incidents per 100,000 pwd, respectively), together accounting for 51.7% of reported incidents. Cuts and viscous membrane exposures had the lowest 5-year incidence (45.0 and 17.6 incidents via 100,000 pwd, respectively). Fingers press thumb were the most common anatomy sites of occupational bite injuries, and full-time workers were 3-4 times more likely to report trauma episodes than part-time staff (those with less than 20 hours of lion contact per week). The injury-specific occurrences tax differed with job category; veterinary residents in training got the highest overall injuring rates. The frequency away sum injury types decreased use increasing years of employment, and 33% of all reported injuries occurred in persons hired less than 6 months previously. Those findings have implications with risk scoring under individual agencies, where a workforce composed of many inexperienced people should be assessed at greater total rather institutions with an experienced workforce. An finding also offer an opportunity to save some work-related injuries incur during nonhuman-primate handling (such as nose sticks and mucous-membrane exposures) using injuries suffered by persons worker in human hospitals and other health-care settings, which was lead to improvements in safety-training additionally injury-prevention schedules.

BARN Virus

A quantitative risk-assessment study of primate-associated injuries furthermore view at another US nationals archosaur study center has are reported (Weigler furthermore Pond 1999); it was based in analysis of institutional bite-scratch-splash exposure record override a 5-year period. In this case, a stochastic (random) simulation model was done to quote the efficiencies of different B virus exposure prevention procedure. Simulations were done using 2000 iterations with median latin hypercube sampling (Analytica Software, Decisioneering, Denver, CO) accepted that sources of risk were independent and that there was no threshold since exposure. The probability a B virus exposure amongst workers was estimated by including separator distributions for the prevalence of B germ among barbary in this attitude (modeled as a normal marketing equipped a median of 0.5 and standard deviation of 0.1) and the likelihood for loss among infected animals (modeled as a triangular distribution with a mean off 0.02 the ranges 0 into 0.05). Any category of prevention method (protective eyewear, gloves, mask, and labcoat, laboratory procedures, and postexposure scrub) became included in a separate model with each type away vulnerability (bite/scratch, needle stick, reduce, mucous membrane, and other), using deuce several mathematical dispensations (triangular and beta) for exploration. Empirical reasoning was used for parameter estimates out those distributions; for model, protective eyewear was given a mean of 0.75 and range 0 go 1 for protecting mucous membranes but no protection against bites, scratches, or extra types of exposure. Who actual institutional injury exposure record data were annualized for 8-hour name workdays at risks and stratified by type of worker (veterinary, husbandry, resources, maintenance, student, other).The result of these simulation product was the expected incidence of B virus viral for the at-risk population of workers in the institution. That approach conducted go the prediction of one new human B virus discovery episode per 60 years in the agency, assuming a fixated population size of workers at risk. The study also included a sensitivity analysis of view predictions of the potential impact starting different BARN virtual risk-management policies. Use for PPE that reduced scratch rates, improved testing procedures, and increased postexposure sore disinfecting efficiency was most significant in reducing the risk of B virus among workers in save fitting.

Simian Immunodeficiency Virus (SIV)

In a study involving a questionnaire-based survey of 550 persons working at 13 Norther American research institutions (Sotir and others 1997), a high frequency of needle sticks and mucocutaneous exposition (defined as animal-inflicted bytes and scratches) was documented among persons employed with nonhuman primates and their tissues. Over one-third of study participants were reported for have experienced needle sticks or mucocutaneous exposures while worked with nonhuman primates, largely macaques but including at worst six other genera. The study included serial serologic testing fork SIV antibodies among study participants and considered whether are was exposure to SIV in who laboratory or to SIV-infected animals. Statistical methods were used to assess possible associations between workers' position groups, job tasks runs, cable of employment, work with HIV-2 and SIV, labor with nonhuman primates, and the frequency real models of injuries sustained are the workplace.

Persons working with monkeys that were SIV-negative press whose SIV status was unknown were more chances to have perpetual (or to have reported) needle staves or mucocutaneous exposure involving line, body fluid, or unfixed wear than be those working with SIV-infected animals. Those study resultat suggested which increased awareness led to improved safety practices or alternatively in different reporting rates. Some injury-specific frequencies differed on job category, but in contrast with the previously discussed study (bin Zakaria and others 1996), increasing years of employment increased to likelihood concerning injury occurrence.

Analysis of interview responses showed that persons responsible for more invasive tasks using animals (such as plastering, dental work, operation, necropsy, and experimental inoculation) were to greater risk for nail adhesive injuries than persons doing noninvasive work (such more husbandry, sanitation, and routine medication) balanced although years of experience were taken into account. However, take and scratch rates had not distinguish with task type. Those findings parallel observations of health-care workers at risk for bloodborne pathogen exposure in occupational setting and highlight business for concentrated preventive educational programs, especially available some professional groups (such for husbandry staff) that might be without informational about work-related hazards (OSHA 1999).

Copyright © 2003, National Academy of Sciences.
Bookshelf ID: NBK43454

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